25 meilleures offres (director, compliance global asset management, pickering, on) (à pourvoir)

Director, Compliance - Global Asset Management
Royal Bank of Canada —Toronto, ON
- Temps plein
- Finance
- Baccalauréat
- Gestion d'équipe
Director, Waterproofing
Confidential —Vaughan, ON
- De 130 000 $ à 170 000 $ par an
- Temps plein
- Ingénierie
- Gestion de projet
- Diplôme universitaire non requis
Postuler rapidement
Chief Agent & Head of SGL Canada
SCOR —Toronto, ON
- Travail hybride
- Leadership
Director of Infrastructure and Policy, Moosonee, ON
Weeneebayko Area Health Authority —Ontario
- De 70,41 $ à 84,19 $ de l’heure
- Temps plein
- Travail hybride
- Microsoft Office
- Gestion de projet
- Capacités de présentation
- Assurance Dentaire
- Programme d'Aide aux Employés
Postuler rapidement
Director of Finance
Roma Moulding Inc. —Vaughan, ON
- De 160 000 $ à 190 000 $ par an
- Temps plein
- Vente
- Systèmes PGI
- Comptabilité
- Réductions Tarifaires
- Assurance Invalidité
Postuler rapidement
il y a 4 jours
Director, Commercial Banking (Corporate Finance Group)
BMO Financial —Toronto, ON
- De 86 000 $ à 160 000 $ par an
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Bourses d'Études
- Assurance Vie
Director, ThAImis
ADR Chambers —Greater Toronto Area, ON
- À partir de 125 000 $ par an
- Temps plein
- Travail hybride
- Ingénierie
- Développement commercial
- Baccalauréat
- Programmes de Bien-être
- Assurance Invalidité
Postuler rapidement
il y a 3 jours
Director, ThAImis
ADR Chambers —North York, ON
- À partir de 125 000 $ par an
- Temps plein
- Travail hybride
- Ingénierie
- Développement commercial
- Baccalauréat
- Programmes de Bien-être
- Assurance Invalidité
Postuler rapidement
il y a 3 jours
Director, ThAImis
ADR Chambers —Toronto, ON
- À partir de 125 000 $ par an
- Temps plein
- Travail hybride
- Ingénierie
- Développement commercial
- Baccalauréat
- Programmes de Bien-être
- Assurance Invalidité
Postuler rapidement
il y a 3 jours
RECE - Program Director - Area 17
PLASP Child Care Services —Toronto, ON
- 26,85 $ de l’heure
- Certification RCR
- Expérience en supervision
- Certificat de premiers soins de base
Associate Director, Commercial Banking (Corporate Finance Group)
BMO Financial —Toronto, ON
- De 69 000 $ à 129 000 $ par an
- Microsoft Office
- Finance
- Développement commercial
- Bourses d'Études
- Assurance Vie
Director, Internal Controls
Coca-Cola Canada Bottling Limited —Toronto, ON
- De 144 000 $ à 184 000 $ par an
- Déplacements à prévoir
- Comptabilité
- Production
- Programme d'Aide aux Employés
Director of Catering Operations
Confidential —Newmarket, ON
- À partir de 62 500 $ par an
- Temps plein
- Hospitalité
- Service à la clientèle
- Microsoft Office
- Assurance Dentaire
- Assurance Vision
Postuler rapidement
il y a 4 jours
Executive Director, Senior Living
Confidential —Toronto, ON
- 96 000 $ par an
- Temps plein
- Expérience en supervision
- Gestion de budget
- En présentiel
Postuler rapidement
Director of Software Engineering – Infrastructure, Resiliency & Compliance
BMO Financial Group —Toronto, ON
- De 121 600 $ à 211 800 $ par an
- Fins de semaine au besoin
- Travail hybride
- Oracle
- Conception de systèmes
- AWS
- Bourses d'Études
- Assurance Vie
Director, Corporate Strategy
Capital One - CA —Toronto, ON
- Temps plein
- Travail hybride
- Expérience en gestion
- Maîtrise
- Développement commercial
Director of Patient Care, Fort Albany, ON
Weeneebayko Area Health Authority —Ontario
- À partir de 70,42 $ de l’heure
- Temps partiel
- Soins infirmiers
- Maîtrise
- Baccalauréat
- Assurance Dentaire
- Programme d'Aide aux Employés
Postuler rapidement
Head of Operations (Ocean Freight)
LowFreightRate LTD. —North York, ON
- De 80 000 $ à 90 000 $ par an
- Temps plein
- Logiciels de GRC/CRM
- Vente
- En présentiel
Postuler rapidement
DIRECTOR, PLANNING AND DEVELOPMENT
Mon Sheong Foundation —Richmond Hill, ON
- Temps plein
- CAD
- Esprit d'analyse
- Gestion de projet
Postuler rapidement
Director, Business Strategy
Capital One - CA —Toronto, ON
- Temps plein
- Travail hybride
- Baccalauréat
- Diplôme universitaire non requis
- Recrutement
Conseiller(ière) juridique bilingue / Bilingual Legal Counsel
Moneris Solutions —Toronto, ON
- De 142 000 $ à 186 000 $ par an
- Temps plein
- Travail hybride
- Bilingue
- Compétences rédactionnelles
- Anglais
- Régimes de participation aux bénéfices
- Congés payés
Clinical Director
Richview Manor —Maple, ON
- De 57 000 $ à 79 000 $ par an
- Temps plein
- Expérience en supervision
- Compétences en communication
- Assurance Dentaire
Postuler rapidement
Regional Director
Rehab First Inc. —Greater Toronto Area, ON
- De 85 000 $ à 110 000 $ par an
- Temps plein
- Télétravail
- Déplacements à prévoir jusqu'à 50%
- Maîtrise
- Développement commercial
- Indemnité kilométrique
- Assurance Invalidité
Postuler rapidement
il y a 3 jours
Director of Compensation
The Mason Group - Strategic Search Partners —Toronto, ON
- Temporaire
- Microsoft Excel
- Maîtrise
- Gestion de budget
Postuler rapidement
Director, Business Development
Techify Inc —North York, ON
- De 175 000 $ à 250 000 $ par an
- Temps plein
- Logiciels de GRC/CRM
- Vente
- Développement commercial
- Régimes de participation aux bénéfices
- Assurance Invalidité
Postuler rapidement

Je souhaite recevoir la dernière alerte emploi pour les postes de ce type : director, compliance global asset management (pickering, on)

En vous connectant à votre compte, vous acceptez les conditions d'utilisation, la politique relative aux fichiers témoins et la politique de confidentialité de Workopolis.

Director, Compliance - Global Asset Management

Royal Bank of Canada
Toronto, ON

Postuler dès maintenant

Détails du poste

Temps plein

Compétences

Droit
Finance
Baccalauréat
Gestion d'équipe
Sens de l'organisation
Affaires
Compétences en communication

Description complète du poste

Job Description

What is the opportunity?

The Director, Compliance is a leader within the regulatory compliance team that is responsible for compliance oversight and advisory support for RBC Global Asset Management (RBC GAM) in Canada which includes an institutional asset management division, investment fund manager, exempt market dealer, and mutual fund dealer. Reporting into, and working closely with, the Managing Director, Compliance & CCO, this role is instrumental in the overall management and success of the team, leading the team’s operations, including ensuring the team delivers its strategic objectives and initiatives, executes its ongoing compliance oversight and second line of defense responsibilities with RBC GAM and Enterprise Compliance.

What will you do?

Support the CCO and team in executing strategic objectives, lead /complete key team initiatives and projects, drive organizational readiness and operational efficiency, and deliver on the team’s ongoing responsibilities and reporting obligations.
Responsible for certain key compliance activities such as:
- Head office and employee conduct compliance, registrations and compliance training
- Activities that require active interaction and coordination with central compliance functions
- Cross segment and cross border initiatives including with respect to policy, distribution of investment capabilities, and trading, including in the US and UK.
- Regulatory Compliance Management, including risk assessments, controls documentation process, monitoring and testing, issue management, and reporting
Provide input on proposed or new regulatory initiatives, actively participate in internal / external working groups and committees where your expertise adds value, advise the business on impact of new regulatory initiatives on their activities, and work with stakeholders to develop internal controls, policies and procedures, communications, and guidance.
As a people manager, responsible for the day-to-day management of team members based in Toronto and Vancouver, including coaching, training, clear goal setting and tracking, thoughtful distribution of work to create development opportunities, and clear articulation of expectations to continuously meet team priorities.
Develop key partnerships and foster collaborative and effective relationships with Law Group, other Compliance/Functional groups within RBC, and with RBC GAM leadership and staff.
Work with the CCO and the team to identify and anticipate trends, escalate emerging risks, understand new business initiatives and evolving compliance requirements.

What do you need to succeed?

Must have

Undergraduate Degree in Business, Finance, Law or related professional designation.
7+ years of progressive experience in compliance management, advisory and operations.
Sound knowledge of the securities industry, regulatory requirements and industry best practices as they pertain to investment funds, private markets/alternative funds, ETFs, institutional portfolio management, and distribution.
Experience managing a team of high performing compliance professionals.
Strong organizational skills – ability to meet deadlines consistently, deal with ambiguity, manage multiple priorities/ adapt to new circumstances quickly, with a keen attention to detail.
Able to lead with integrity and accountability, exercise good judgement, and deal with sensitive information.
Effective at delivering on regulatory projects and strategic priorities.
Excellent communication skills required for developing policies, management reports, and presentations.
Comfort balancing leadership, strategic thinking with hands-on involvement in day-to-day advisory work with the ability to thrive in a fast paced, dynamic environment.

Nice to have

Familiarity with regulatory compliance management, monitoring and testing, issue management, regulatory change processing, trading / technology platforms used by asset manager.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services
Flexible work/life balance options
Opportunities to do challenging work

Job Skills

Asset Management, Audits Compliance, Compliance Frameworks, Compliance Programs, Critical Thinking, Decision Making, Industry Knowledge, Internal Compliance, Interpersonal Relationship Management, Investment Funds, Mutual Funds, Regulatory Compliance, Regulatory Requirements, Work Management

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-04-28

Application Deadline:

2026-07-28

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Postuler dès maintenant

Affinez votre recherche

director, compliance global asset management emplois - pickering, on

Director, Compliance - Global Asset Management

Director, Waterproofing

Chief Agent & Head of SGL Canada

Director of Infrastructure and Policy, Moosonee, ON

Director of Finance

Director, Commercial Banking (Corporate Finance Group)

Director, ThAImis

Director, ThAImis

Director, ThAImis

RECE - Program Director - Area 17

Associate Director, Commercial Banking (Corporate Finance Group)

Director, Internal Controls

Director of Catering Operations

Executive Director, Senior Living

Director of Software Engineering – Infrastructure, Resiliency & Compliance

Director, Corporate Strategy

Director of Patient Care, Fort Albany, ON

Head of Operations (Ocean Freight)

DIRECTOR, PLANNING AND DEVELOPMENT

Director, Business Strategy

Conseiller(ière) juridique bilingue / Bilingual Legal Counsel

Clinical Director

Regional Director

Director of Compensation

Director, Business Development

Je souhaite recevoir la dernière alerte emploi pour les postes de ce type : director, compliance global asset management (pickering, on)

Related Searches

Outils pour les chercheurs d'emploi

Outils Employeurs

Parcourir

Garder le contact